RK
ChFC
RK
ChFC

Randall Kim

47 Years of Experience
Alpharetta, GA
BrokerSells Insurance

Randall Kim is a ChFC-designated registered investment advisor, based in Alpharetta, GA, with 47 years of industry experience.

Location

2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Randall provides investment advisory services through Merit Financial Group, dedicating full-time hours to this role. He also provides insurance advice as an insurance agent, dedicating minimal time to this activity.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 9 mos
Merit Financial Advisors
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Triad Investment Management
December 2018 - November 2022 · 3 yrs 11 mos
Path Wealth Management
August 2015 - December 2016 · 1 yr 4 mos
LPL Financial LLC
August 2005 - August 2024 · 19 yrs
LPL Financial LLCBroker
August 2005 - August 2024 · 19 yrs
AXA Advisors, LLCBroker
June 2005 - August 2005 · 2 mos
Trusted Securities Advisors CORP.Broker
February 2001 - December 2003 · 2 yrs 10 mos
Mony Securities CorporationBroker
July 1996 - June 2005 · 8 yrs 11 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1978 - July 1996 · 18 yrs
John Hancock Distributors, INC.Broker
July 1978 - July 1996 · 18 yrs
State Registrations16 states
AZCACODCGAIDMDMTNMNVNYORPASCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Randall Kim - Financial Advisor | TrueAdvisor