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RM
CFP
RM
CFP

Raymond Miller

Sunbelt Securities
45 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Raymond Miller is a CFP-designated registered investment advisor at Sunbelt Securities, based in Houston, TX, with 45 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 6,241 clients with $2.6B in assets under management.

Sunbelt Securities
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
63 advisors
Number of Clients
6,241 clients
Average Client Portfolio
$423K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum fee is 2.50% of assets under management, charged monthly. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Raymond has an investment in land through Katy2.5 LLC since 2014, and is a member of Fermi RSB 21 LLC, a technology investment company, since 2021. These activities are not investment-related and require minimal time.

Employment History
Current Registrations
Sunbelt Securities, INC.Broker
January 2009 - Present · 17 yrs 9 mos
Sunbelt Securities
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Usf Advisors, LLC
October 2007 - December 2008 · 1 yr 2 mos
Usf Securities, L.P.Broker
October 2007 - December 2008 · 1 yr 2 mos
Usf Services, LLC
October 2007 - December 2008 · 1 yr 2 mos
Usf Alternative Services, LLC
October 2007 - December 2008 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
May 2007 - October 2007 · 5 mos
Citigroup Global Markets INC.
May 2007 - October 2007 · 5 mos
Citicorp Investment Services
September 2006 - May 2007 · 8 mos
Citicorp Investment ServicesBroker
September 2006 - May 2007 · 8 mos
Citigroup Global Markets INC.
August 1995 - September 2006 · 11 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - September 2006 · 13 yrs 2 mos
Lehman Brothers INC.Broker
October 1988 - July 1993 · 4 yrs 9 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
February 1987 - September 1988 · 1 yr 7 mos
Painewebber IncorporatedBroker
January 1980 - July 1984 · 4 yrs 6 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
March 1979 - January 1980 · 10 mos
Piper, Jaffray & Hopwood IncorporatedBroker
August 1978 - March 1979 · 7 mos
State Registrations16 states
AKCOHIIAILMAMOMTNCNDNYRISDTXVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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