Dennis Goldstrand
Dennis Goldstrand is a ChFC-designated registered investment advisor at Goldstrand Planning Group, based in Stockton, CA, with 47 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 32 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.50% |
| $3.0M - $4.0M | 0.25% |
| $4.0M - $5.0M | 0.20% |
| $5.0M - $6.0M | 0.15% |
| $6M+ | 0.10% |
Fee Estimator
Location
2800 W. March Lane, #326, Stockton, CA, 95219-8202
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis is the owner of Goldstrand Planning Group, a state-registered investment advisor, dedicating about a quarter of his time. He also owns Goldstrand Insurance Services, where he works full-time selling life, disability, long-term care, and health insurance. Finally, Dennis refers companies to American Express for corporate credit cards, spending minimal time on this activity.
Employment History
Current Registrations
Goldstrand Planning Group
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Previous Registrations
Royal Alliance Associates, INC.Broker
Soares Financial Group, INC.Broker
Fahnestock & CO., INC.Broker
B.C. Christopher Securities CO.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.