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Byron Braun

47 Years of Experience
Fort Wayne, IN
1 DisclosureBroker

Byron Braun is a registered investment advisor at Wells Fargo Advisors, based in Fort Wayne, IN, with 47 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

534 Union Chapel Road, [Satellite], Fort Wayne, IN, 46845

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001
Denied
Other Business Activities

Byron owns 100% of Braun Wealth Management Group of Nest Capital LLC, dedicating full-time hours to this investment-related activity. He also serves as trustee for a friend's daughter and his mother's trust, and holds power of attorney for his mother, spending minimal time on each of these investment-related roles.

Employment History
Current Registrations
Wells Fargo Advisors
August 2004 - Present · 21 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2004 - Present · 21 yrs 10 mos
Previous Registrations
Wachovia Securities, LLC
March 2003 - July 2004 · 1 yr 4 mos
Wachovia Securities, LLCBroker
October 1999 - July 2004 · 4 yrs 9 mos
First Union Capital Markets CORP.Broker
September 1998 - October 1999 · 1 yr 1 mo
Salomon Smith Barney INC.Broker
July 1993 - October 1998 · 5 yrs 3 mos
Lehman Brothers INC.Broker
August 1988 - July 1993 · 4 yrs 11 mos
Painewebber IncorporatedBroker
January 1980 - August 1988 · 8 yrs 7 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
September 1978 - January 1980 · 1 yr 4 mos
State Registrations22 states
ALAZCACOCTFLGAILINMINCNHNMOHOKPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Byron Braun - Financial Advisor | TrueAdvisor