TrueAdvisor
TrueAdvisor
AL
AL

Alfred Lobo

Morgan Stanley
48 Years of Experience
Palm Beach Gardens, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Alfred Lobo is a registered investment advisor at Morgan Stanley, based in Palm Beach Gardens, FL, with 48 years of industry experience. Alfred is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

View Full SEC Brochure

Location

3801 PGA Boulevard, Suite 700, Palm Beach Gardens, FL, 33410

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alfred is involved with Atlas Travel Network Inc. as an owner and board member, dedicating minimal time per week. He also co-owns a personal condominium rental property and owns Lobo Family Holdings LLC, a real estate business.

Employment History
Current Registrations
Morgan Stanley
March 2025 - Present · 1 yr 7 mos
Morgan StanleyBroker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
UBS Financial Services INC.Broker
October 2014 - April 2025 · 10 yrs 6 mos
UBS Financial Services INC.
October 2014 - April 2025 · 10 yrs 6 mos
Morgan StanleyBroker
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 1994 - April 2007 · 12 yrs 4 mos
Morgan Stanley Dw INC.Broker
December 1994 - April 2007 · 12 yrs 4 mos
Prudential Securities IncorporatedBroker
April 1989 - December 1994 · 5 yrs 8 mos
Shearson Lehman Hutton INC.Broker
May 1988 - April 1989 · 11 mos
E. F. Hutton & Company INCBroker
March 1984 - May 1988 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - March 1984 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1978 - September 1978 · 0 mos
State Registrations11 states
ALARCADEFLGAMANCNJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Palm Beach Gardens, FL →All financial advisors in Florida →