MR
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Mark Robles
46 Years of Experience
Mission Viejo, CA
3 Disclosures
Mark Robles is a registered investment advisor at Alta Pacific Wealth Management LLC, based in Mission Viejo, CA, with 46 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 32 clients with $65M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
32 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$65.0M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $249K | 1.75% |
| $249K - $499K | 1.50% |
| $499K - $999K | 1.25% |
| $999K - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.90% |
| $5M+ | 0.90% |
Fees are negotiable for accounts above $5,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
27201 Puerta Real, Suite 300, Mission Viejo, CA, 92691
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 1993Settled
Customer Dispute
December 1989Award / Judgment
Employment Separation After Allegations
August 1980Employment History
Current Registrations
Alta Pacific Wealth Management LLC
May 2014 - Present · 12 yrs
Previous Registrations
Laurel Wealth Advisors, INC.
June 2013 - July 2014 · 1 yr 1 mo
Wedbush Securities INC.Broker
October 2010 - July 2013 · 2 yrs 9 mos
Wedbush Securities INC.
October 2010 - July 2013 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - October 2010 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - October 2010 · 2 yrs 1 mo
Wachovia Securities, LLC
January 2008 - October 2008 · 9 mos
Wachovia Securities, LLCBroker
January 2008 - October 2008 · 9 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
January 1991 - January 2008 · 17 yrs
Dean Witter Reynolds INC.Broker
September 1987 - January 1991 · 3 yrs 4 mos
Painewebber IncorporatedBroker
April 1983 - August 1987 · 4 yrs 4 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1980 - August 1982 · 1 yr 11 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - September 1980 · 8 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
September 1978 - January 1980 · 1 yr 4 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.