John Thomas is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2022 - Present · 4 yrs 4 mos
Morgan Stanley
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2012 - January 2022 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - January 2022 · 9 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2000 - April 2007 · 6 yrs 4 mos
Morgan Stanley Dw INC.Broker
March 2000 - April 2007 · 7 yrs 1 mo
Painewebber IncorporatedBroker
March 1994 - March 2000 · 6 yrs
Prudential Securities IncorporatedBroker
September 1986 - April 1994 · 7 yrs 7 mos
Empire Securities Corporation of Southern CaliforniaBroker
December 1985 - September 1986 · 9 mos
Empire Securities Corporation of Southern CaliforniaBroker
May 1984 - June 1985 · 1 yr 1 mo
Titan Capital CorporationBroker
December 1983 - June 1984 · 6 mos
Portfolio Programming, INC.Broker
May 1983 - December 1983 · 7 mos
E. F. Hutton & Company INCBroker
November 1978 - September 1981 · 2 yrs 10 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.