AB
AB

Anita Brennan

47 Years of Experience
San Juan, PR
Broker

Anita Brennan is a registered investment advisor at UBS Financial Services INC., based in San Juan, PR, with 47 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

250 Munoz Rivera Avenue, San Juan, PR, 00918

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Anita is the secretary for Sarbre LLC, a real estate business, since 2004. The filing indicates that this activity occurs during business hours.

Employment History
Current Registrations
UBS Financial Services INC.
June 2018 - Present · 8 yrs 3 mos
UBS Financial Services INC.
April 2000 - Present · 26 yrs 5 mos
UBS Financial Services INC.Broker
April 2000 - Present · 26 yrs 5 mos
Previous Registrations
UBS Financial Services Incorporated of Puerto RicoBroker
April 2000 - October 2021 · 21 yrs 6 mos
Salomon Smith Barney INC.Broker
July 1993 - April 2000 · 6 yrs 9 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
January 1985 - May 1988 · 3 yrs 4 mos
Shearson Lehman/american Express INC.Broker
September 1980 - December 1984 · 4 yrs 3 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - October 1980 · 9 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
November 1978 - January 1980 · 1 yr 2 mos
State Registrations11 states
CAFLLAMANCNJNYPRTXVAVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.