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John Oeming is a registered investment advisor at Nw Advisory, based in Eugene, OR, with 47 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management. Their firm serves 265 clients with $75M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
265 clients
Average Client Portfolio
$284K average
Assets Under Management
$75.4M
Fee Structure
Investment management only (planning not offered)
NW Advisory's investment management fees are based on a percentage of the value of your portfolio. These fees are charged quarterly.
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Location
Eugene, OR
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Regulatory History (1)
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Employment Separation After Allegations
February 2020Other Business ActivitiesSells Insurance
John sells fixed insurance products.
Employment History
Current Registrations
Nw Advisory
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Aegis Capital CORP.
March 2020 - January 2025 · 4 yrs 10 mos
Aegis Capital CORP.Broker
March 2020 - January 2025 · 4 yrs 10 mos
Aegis Capital CORP.
March 2020 - March 2020 · 0 mos
Commonwealth Financial Network
August 2013 - February 2020 · 6 yrs 6 mos
Commonwealth Financial NetworkBroker
August 2013 - February 2020 · 6 yrs 6 mos
D.A. Davidson & CO.Broker
May 2010 - August 2013 · 3 yrs 3 mos
D.A. Davidson & CO.
May 2010 - August 2013 · 3 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
November 1978 - March 1988 · 9 yrs 4 mos
State Registrations1 state
OR
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.