James Moriyasu is a registered investment advisor at Morgan Stanley, based in Kahului, HI, with 47 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
33 Lono Avenue, Suite 330, Kahului, HI, 96732
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2003Other Business Activities
James owns real estate in Wailuku, Hawaii, which his wife manages. He also serves as treasurer for Pukalani Baptist Church, dedicating minimal time to administrative tasks.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Alice Mcdermott, CFPMercer Global Advisors INC.
- Stephen Cutillo, ChFCPark Avenue Securities LLC
- Mark Rich, ChFCState Farm Investment Management CORP.