JM
JM
James Moriyasu is a registered investment advisor at Morgan Stanley, based in Kahului, HI, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
33 Lono Avenue, Suite 330, Kahului, HI, 96732
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2003Denied
Other Business Activities
James owns real estate in Wailuku, Hawaii, which his wife manages. He also serves as treasurer for Pukalani Baptist Church, dedicating minimal time to administrative tasks.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 1992 - April 2007 · 14 yrs 7 mos
Morgan Stanley Dw INC.Broker
June 1982 - April 2007 · 24 yrs 10 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - May 1982 · 2 yrs 4 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
November 1978 - January 1980 · 1 yr 2 mos
State Registrations17 states
AKAZCACOCTFLHIMAMOMTNJNMNVNYORTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.