Phillip Askot
Phillip Askot is a registered investment advisor at LPL Financial LLC, based in Wauwatosa, WI, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
631 N. Mayfair Rd, Wauwatosa, WI, 53226
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Phillip is an agent/broker for fixed insurance since 1997, but is phasing out this activity. He receives renewal/trailing commissions on old insurance policies, dedicating minimal time during securities trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Financial West Group
Financial West Group
Financial West GroupBroker
Walnut Street Securities, INC.Broker
Linsco/private Ledger CORP.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
St. Paul Investors, INC.Broker
Mutual of Omaha Fund Management CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.