Randal Earl Ferguson

First Western Securities, INC.

47 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

First Western Securities, INC.

Compensation

Fee-Only (AUM)

Firm Size

6 advisors

Number of Clients

31 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$39.9M

Location

669 Airport Freeway #409, Hurst, TX, 76053

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History

Regulatory History (1)

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Customer Dispute

August 2011

Settled

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Employment History

Current Registrations

First Western Securities, INC.

February 2003 - Present · 23 yrs

First Western Securities, INC.Broker

July 1987 - Present · 38 yrs 7 mos

Previous Registrations

Minton Schmid, Landers Vinton Reuther & Smith, INC.Broker

April 1987 - July 1987 · 3 mos

Smith Barney, Harris Upham & CO., IncorporatedBroker

August 1983 - April 1987 · 3 yrs 8 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

November 1978 - September 1983 · 4 yrs 10 mos

State Registrations9 states

AZCAFLGANMOHOKTXWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.