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Randal Ferguson

First Western Securities, INC.
47 Years of Experience
Hurst, TX
1 DisclosureBroker
View SEC Summary
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Randal Ferguson is a registered investment advisor at First Western Securities, INC., based in Hurst, TX, with 47 years of industry experience. Randal is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 32 clients with $49M in assets under management.

First Western Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
Number of Clients
32 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$48.6M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

The fee schedule generally ranges from 1% to 3% of assets under management, not to exceed 3%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

669 Airport Freeway #409, Hurst, TX, 76053

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
First Western Securities, INC.
February 2003 - Present · 23 yrs 8 mos
First Western Securities, INC.Broker
July 1987 - Present · 39 yrs 3 mos
Previous Registrations
Minton Schmid, Landers Vinton Reuther & Smith, INC.Broker
April 1987 - July 1987 · 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
August 1983 - April 1987 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1978 - September 1983 · 4 yrs 10 mos
State Registrations9 states
AZCAFLGANMOHOKTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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