Richard Stroud
Richard Stroud is a registered investment advisor at Stroud Investment Consulting, based in Ft. Worth, TX, with 47 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 29 clients with $55M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Advisory fees may be negotiated, lowered, or waived for family, friends, or based upon the complexity level of the client situation. In cases where Halo is utilized for annuities, the fee for services is outlined in the Advisory Agreement, not to exceed 1.00%.
Fee Estimator
Location
Ft. Worth, TX
Get directionsHistory
Regulatory History (3)
Regulatory
July 1994Regulatory
March 1994Customer Dispute
April 1990Other Business ActivitiesSells Insurance
Richard is involved in insurance sales.
Employment History
Current Registrations
Stroud Investment Consulting
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.