John Clemens
John Clemens is a registered investment advisor at RBC Capital Markets, LLC, based in Westlake, OH, with 47 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
2 Equity Way, Suite 200, Westlake, OH, 44145
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
September 2022Customer Dispute
January 1995Regulatory
September 1989Other Business Activities
John is a professional athlete for the Cleveland Cavaliers, spending minimal time making appearances and signing autographs. He is also a board member for Town Homes of Ohio City, dedicating minimal time to maintenance and budget matters, and a trustee for his spouse, spending about 10-20% of his time on this.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Everen Securities, INC.Broker
Prescott, Ball & Turben, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.