Joseph Ballantyne
Joseph Ballantyne is a registered investment advisor at RBC Capital Markets, LLC, based in Tucson, AZ, with 47 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
3430 East Sunrise Drive Suite 250, Tucson, AZ, 85718-3237
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
September 2003Customer Dispute
September 1994Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
U.S. Bancorp Piper Jaffray INC.Broker
Everen Securities, INC.Broker
Principal Financial Securities,inc.Broker
Kemper Securities Group, INC.Broker
Boettcher & Company, INC.Broker
Rauscher Pierce Refsnes, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.