TB
TB

Timothy Bremner

47 Years of Experience
Newport Beach, CA
3 DisclosuresBroker

Timothy Bremner is a registered investment advisor at UBS Financial Services INC., based in Newport Beach, CA, with 47 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

888 San Clemente Drive, Newport Beach, CA, 92660

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History

Regulatory History (3)
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Customer Dispute
September 2011
Denied
Customer Dispute
June 1999
Settled
Customer Dispute
June 1993
Settled
Employment History
Current Registrations
UBS Financial Services INC.
November 2014 - Present · 11 yrs 10 mos
UBS Financial Services INC.Broker
November 2014 - Present · 11 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1985 - November 2014 · 29 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1979 - November 2014 · 35 yrs 9 mos
State Registrations33 states
AZCACOCTFLGAHIIDILINMAMDMIMOMTNCNENJNMNVNYOHOKORPATNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.