TB
TB
Timothy Bremner
47 Years of Experience
Newport Beach, CA
3 DisclosuresBroker
Timothy Bremner is a registered investment advisor at UBS Financial Services INC., based in Newport Beach, CA, with 47 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
888 San Clemente Drive, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011Denied
Customer Dispute
June 1999Settled
Customer Dispute
June 1993Settled
Employment History
Current Registrations
UBS Financial Services INC.
November 2014 - Present · 11 yrs 11 mos
UBS Financial Services INC.Broker
November 2014 - Present · 11 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1985 - November 2014 · 29 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1979 - November 2014 · 35 yrs 9 mos
State Registrations35 states
AZCACOCTFLGAHIIDILINMAMDMIMNMOMTNCNENJNMNVNYOHOKORPATNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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