NJ
CFP
NJ
CFP
Nancy Johnson
47 Years of Experience
Irvine, CA
1 DisclosureBroker
Nancy Johnson is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Irvine, CA, with 47 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
7700 Irvine Center Dr, Ste 520, Irvine, CA, 92618
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002Settled
Other Business Activities
Nancy has 100% ownership in NZJJ, Inc. and 25% ownership in JAEJ Group, LLC, both investment-related and requiring minimal time.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Wells Fargo Advisors
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
October 2012 - November 2022 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLC
October 2012 - November 2022 · 10 yrs 1 mo
Morgan Stanley
June 2009 - October 2012 · 3 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2012 · 3 yrs 4 mos
Citigroup Global Markets INC.
October 1999 - June 2009 · 9 yrs 8 mos
Citigroup Global Markets INC.Broker
August 1994 - June 2009 · 14 yrs 10 mos
Prudential Securities IncorporatedBroker
April 1984 - August 1994 · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1979 - April 1984 · 5 yrs 2 mos
State Registrations18 states
AZCACOCTDCFLIDILMAMNMTNVNYORTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.