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Steven Adelizi
44 Years of Experience
Conroe, TX
1 DisclosureBroker
Steven Adelizi is a registered investment advisor at Wells Fargo Advisors, based in Conroe, TX, with 44 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Conroe, TX
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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1988Settled
Other Business Activities
Steven has 100% ownership of Adelizi Investment Group LLC since 2020, dedicating full-time hours to the business. This activity is investment-related and involves Finet Practice.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2021 - Present · 5 yrs 4 mos
Wells Fargo Advisors
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - January 2021 · 17 yrs 6 mos
Wells Fargo Clearing Services, LLC
July 2003 - January 2021 · 17 yrs 6 mos
Prudential Securities Incorporated
May 2001 - July 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
April 2001 - July 2003 · 2 yrs 3 mos
UBS Painewebber INC.Broker
December 1988 - May 2001 · 12 yrs 5 mos
Prudential-Bache Securities INC.Broker
March 1984 - January 1989 · 4 yrs 10 mos
Dean Witter Reynolds INC.Broker
October 1981 - March 1984 · 2 yrs 5 mos
State Registrations19 states
ARAZCACOFLIDILLAMIMONVOHOKORTNTXVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.