GW
GW
Gary Wardein
47 Years of Experience
San Diego, CA
1 DisclosureBroker
Gary Wardein is a registered investment advisor at Raymond James & Associates, INC., based in San Diego, CA, with 47 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
13500 Evening Creek Dr N, Suite 100, San Diego, CA, 92128
Get directionsHistory
Regulatory History (1)
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Regulatory
April 1990Final
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.
September 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1996 - September 2019 · 23 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1989 - September 2019 · 29 yrs 9 mos
Royal Alliance Associates, INC.Broker
November 1989 - March 1990 · 4 mos
Integrated Resources Equity CorporationBroker
August 1984 - November 1989 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1979 - August 1984 · 5 yrs 6 mos
State Registrations24 states
AZCACOCTDCFLGAHIIDILMDMIMTNCNJNVNYORPASCTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.