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Linda Stirling

38 Years of Experience
San Diego, CA
1 DisclosureBroker

Linda Stirling is a registered investment advisor at Raymond James & Associates, INC., based in San Diego, CA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

San Diego, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002
Denied
Other Business Activities

Linda volunteers as Chairman of the Board for Umbrella Ministries, a charity providing grief support, and presides over board meetings. She is also the author of "Hope for a Broken Heart", a book supporting a ministry for mothers who have experienced the death of a child, dedicating minimal time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2021 - Present · 4 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Raymond James & Associates, INC.
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
April 2013 - October 2021 · 8 yrs 6 mos
UBS Financial Services INC.
April 2013 - October 2021 · 8 yrs 6 mos
RBC Capital Markets, LLC
July 2005 - May 2013 · 7 yrs 10 mos
RBC Capital Markets, LLCBroker
July 2005 - May 2013 · 7 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1995 - July 2005 · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1987 - July 2005 · 17 yrs 10 mos
State Registrations13 states
AZCACOCTFLIDMIMTNMSCTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.