RK
RK
Robert Klein is a registered investment advisor at Morgan Stanley, based in Plantation, FL, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 South Pine Island Road, Suite 800, Plantation, FL, 33324
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 1987Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 1991 - April 2007 · 16 yrs 3 mos
Morgan Stanley Dw INC.Broker
July 1987 - April 2007 · 19 yrs 9 mos
Painewebber IncorporatedBroker
February 1981 - July 1987 · 6 yrs 5 mos
Bache Halsey Stuart Shields IncorporatedBroker
February 1979 - April 1981 · 2 yrs 2 mos
State Registrations16 states
AZFLGAHIMAMDMONHNJNMNYSCTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.