RH
RH

Roger Hyde

47 Years of Experience
Palm Harbor, FL
2 DisclosuresBroker

Roger Hyde is a registered investment advisor at LPL Financial LLC, based in Palm Harbor, FL, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

33920 Us Hwy 19 N Ste 290, Palm Harbor, FL, 34684

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2019
Final
Customer Dispute
September 2008
Denied
Employment History
Current Registrations
LPL Financial LLC
July 2024 - Present · 1 yr 10 mos
LPL Financial LLC
July 2024 - Present · 1 yr 10 mos
LPL Financial LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
American Wealth Management, INC.
April 2009 - June 2024 · 15 yrs 2 mos
American Wealth Management, INC.Broker
April 2009 - June 2024 · 15 yrs 2 mos
Raymond James Financial Services
December 1999 - April 2009 · 9 yrs 4 mos
Raymond James Financial Services, INC.Broker
December 1999 - April 2009 · 9 yrs 4 mos
Raymond James & Associates, INC.Broker
May 1988 - December 1999 · 11 yrs 7 mos
Life Securities CorporationBroker
August 1987 - June 1988 · 10 mos
Painewebber IncorporatedBroker
January 1980 - July 1987 · 7 yrs 6 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
February 1979 - January 1980 · 11 mos
State Registrations3 states
CAFLSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.