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James Venetos

Rockefeller Capital Management
47 Years of Experience
Stamford, CT
1 DisclosureBroker
View SEC Summary
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James Venetos is a registered investment advisor at Rockefeller Capital Management, based in Stamford, CT, with 47 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 6,490 clients with $37B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
347 advisors
Number of Clients
6,490 clients
Average Client Portfolio
$5.7M average
Assets Under Management
$36.8B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees vary by strategy, mandate size, and asset class. Equity strategies typically range from 0.50% to 1.5% annually, and fixed income strategies typically range from 0.10% to 0.75% annually. Private equity strategies charge up to 2.0% of committed capital plus carried interest. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 First Stamford Place, Suite 230, Stamford, CT, 06902

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is an employee of both JPMorgan Securities and JPMorgan Bank since June 2018. As an employee of JPMorgan Bank, he offers various bank products and services, including deposit and credit products.

Employment History
Current Registrations
Rockefeller Capital Management
January 2025 - Present · 1 yr 9 mos
Rockefeller Capital Management
January 2025 - Present · 1 yr 9 mos
Rockefeller Financial LLCBroker
January 2025 - Present · 1 yr 9 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2006 - January 2025 · 19 yrs
J.P. Morgan Securities LLCBroker
January 2006 - January 2025 · 19 yrs
Citigroup Global Markets INC.Broker
May 1989 - February 2006 · 16 yrs 9 mos
Drexel Burnham Lambert IncorporatedBroker
February 1979 - May 1989 · 10 yrs 3 mos
State Registrations21 states
CACOCTDCDEFLIAILMAMDMEMIMOMTNCNJNYSCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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