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Michael Foreman

Raymond James & Associates, INC.
47 Years of Experience
Kamuela, HI
3 DisclosuresBroker
View SEC Summary
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Michael Foreman is a registered investment advisor at Raymond James & Associates, INC., based in Kamuela, HI, with 47 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Kamuela, HI

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2005
Settled
Customer Dispute
September 2002
Settled
Customer Dispute
July 2002
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael serves as a trustee for a friend, dedicating minimal time. He also owns rental property and is a board member of a homeowners association, spending minimal time on each.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
March 2025 - Present · 1 yr 7 mos
Raymond James & Associates, INC.
March 2025 - Present · 1 yr 7 mos
Raymond James & Associates, INC.
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Wells Fargo Advisors
February 2009 - March 2025 · 16 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
February 2009 - March 2025 · 16 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
September 1980 - April 2007 · 26 yrs 7 mos
Kidder, Peabody & CO. IncorporatedBroker
April 1980 - October 1980 · 6 mos
Bache Halsey Stuart Shields IncorporatedBroker
February 1979 - May 1980 · 1 yr 3 mos
State Registrations24 states
AZCACOFLGAHIILMDMIMNMTNCNJNVNYORPARISCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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