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Philip Krauss
47 Years of Experience
Westhampton, NY
1 DisclosureBroker
Philip Krauss is a registered investment advisor at Cetera Investment Advisers LLC, based in Westhampton, NY, with 47 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
Westhampton, NY
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Regulatory History (1)
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Customer Dispute
May 2006Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
August 2021 - June 2023 · 1 yr 10 mos
Voya Financial Advisors, INC.Broker
June 2007 - June 2021 · 14 yrs
Ryan Beck & CO.Broker
April 2002 - July 2007 · 5 yrs 3 mos
Gruntal & CO., L.L.C.Broker
March 2002 - May 2002 · 2 mos
Advest, INC.Broker
January 2002 - April 2002 · 3 mos
Tucker Anthony IncorporatedBroker
April 1991 - November 2001 · 10 yrs 7 mos
Mabon, Nugent & CO.Broker
May 1990 - April 1991 · 11 mos
Alex. Brown & Sons IncorporatedBroker
August 1989 - May 1990 · 9 mos
Thomson Mckinnon Securities INC.Broker
December 1987 - August 1989 · 1 yr 8 mos
L. F. Rothschild & CO. IncorporatedBroker
September 1987 - November 1987 · 2 mos
Matthews & Wright Capital, INC.Broker
March 1985 - September 1987 · 2 yrs 6 mos
Matthews & Wright, INC.Broker
March 1979 - September 1987 · 8 yrs 6 mos
State Registrations5 states
CAFLNJNMNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.