Robert Alan Strommen

Oakwood Capital, INC.

46 Years of Experience

6 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningHigh Net WorthBusiness Owners

Oakwood Capital, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

20 advisors

Number of Clients

599 clients

Average Client Portfolio

$435K average

Assets Under Management

$260.3M

Fee Structure

Minimum Investment:$25K

Location

600 Highway 169 South, Suite 1410, St. Louis Park, MN, 55426

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

July 2012

Final

Customer Dispute

February 2010

Settled

Customer Dispute

January 2010

Settled

Employment Separation After Allegations

December 2009

Customer Dispute

July 2009

Settled

Customer Dispute

May 2004

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Robert is a sales representative for Strommen Associates since 1978 and for long-term care insurance since 2016, and spends minimal time on each. He also owns Purpose +3, Checkpoints Consulting, Rockpoint Shores Inc., Strommen Balsam Lake Property LLC, and Balsam Boston Bay Partners LLC, and is an investment advisor representative of Oakwood Capital, dedicating nearly full-time hours to this.

Employment History

Current Registrations

Oakwood Capital, INC.

October 2013 - Present · 12 yrs 4 mos

Oakwood Capital Securities, INC.Broker

April 2013 - Present · 12 yrs 10 mos

Previous Registrations

Gardner Advisors INC.

October 2013 - December 2020 · 7 yrs 2 mos

Summit Brokerage Services, INC.Broker

April 2010 - November 2012 · 2 yrs 7 mos

Cambridge Investment Research, INC.Broker

February 2010 - February 2010 · 0 mos

Woodbury Financial Services, INC.Broker

February 2006 - January 2010 · 3 yrs 11 mos

Tower Square Securities, INC.Broker

February 2003 - February 2006 · 3 yrs

Park Avenue Securities LLCBroker

May 1999 - February 2003 · 3 yrs 9 mos

Guardian Investor Services CorporationBroker

April 1993 - May 1999 · 6 yrs 1 mo

Capital Management Securities, INC.Broker

July 1990 - April 1993 · 2 yrs 9 mos

Aegis Investments, INC.Broker

January 1989 - July 1990 · 1 yr 6 mos

B.C. Christopher Securities CO.Broker

December 1988 - January 1989 · 1 mo

Morison Securities, INC.Broker

January 1980 - December 1988 · 8 yrs 11 mos

Planners Financial Services, INC.Broker

March 1979 - December 1979 · 9 mos

State Registrations3 states

FLMNWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.