Richard Deyoung
Richard Deyoung is a registered investment advisor at LPL Financial LLC, based in The Woodlands, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9595 Six Pines Dr Ste 6310, The Woodlands, TX, 77380
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2020Customer Dispute
June 2017Employment Separation After Allegations
May 2002Other Business Activities
Richard operates Highland Wealth Partners as a DBA for his LPL business. This activity, related to his investment business, takes nearly all of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.