Surety Investment Services offers financial planning and investment advice to individuals, pension plans, businesses, trusts, and estates. They gather information to determine financial needs, objectives, and risk tolerance. Managed accounts are tailored to each investor. They primarily recommend stocks, bonds, mutual funds, and annuities. Clients can place limitations on discretionary trade authority and request specific investments.
Assets Under Management$63M
Clients114
Advisors2
Avg. per Client$550K
Avg. per Advisor$31M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.00% |
| $200K - $400K | 0.90% |
| $400K - $700K | 0.80% |
| $700K - $1.0M | 0.70% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $3.5M | 0.50% |
| $3.5M+ | 0.40% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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