Stanley Mok is a registered investment advisor, based in Los Altos, CA, with 46 years of industry experience.
Location
4962 El Camino Real #235, Los Altos, CA, 94022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stanley is the President of MOK Capital Management, an RIA, and manages stock and bond portfolios, dedicating nearly full-time hours to this. He also participates in the Town of Los Altos Hills Finance Committee, manages rental properties, and is president of Los Altos Office Corp, dedicating minimal time to each. Stanley also sells term insurance, long term care, and disability insurance, and completes long-term care applications, dedicating a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Mok Capital Management
Previous Registrations
First Allied Securities, INC.
First Allied Securities, INC.Broker
Round Hill Securities, INC.Broker
Prudential Securities IncorporatedBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Paine, Webber, Jackson & Curtis INC.Broker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations6 states
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