Neil Sacks
Neil Sacks is a registered investment advisor at Sacks & Associates, LLC, based in Warren, NJ, with 44 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 140 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.90% |
| $4.0M - $5.0M | 0.80% |
| $5M+ | 0.75% |
Fees are negotiable.
Fee Estimator
Location
152 Liberty Corner Road, Suite 204, Warren, NJ, 07059
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2004Other Business ActivitiesSells Insurance
Neil is affiliated with Zenith Marketing Group, Inc. as an insurance and annuity broker/agent, selling LTC, life, and disability insurance, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Sacks & Associates, LLC
Previous Registrations
Mutual Securities, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ing Financial Advisers, LLC
Ing Financial Advisers, LLCBroker
Aetna Financial Services, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Manequity, INC.Broker
Summit Equities, INC.Broker
L. F. Rothschild, Unterberg, TowbinBroker
Bache Halsey Stuart Shields IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.