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ChFC
AK
ChFC

Alan Littman Kaye

Tlg Advisors, INC.
45 Years of Experience
BrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
Tlg Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
282 advisors
Number of Clients
6,138 clients
Average Client Portfolio
$317K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$25K

Location

475 Springfield Ave, Suite 1, Summit, NJ, 07901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is involved in the insurance business through Alan Kaye Insurance, dedicating full-time hours to sales. He is also an Investment Advisor Representative (IAR) with TLG Advisors Inc, but spends no time on this activity.

Employment History
Current Registrations
Tlg Advisors, INC.
December 2021 - Present · 4 yrs 2 mos
The Leaders Group, INC.
December 2021 - Present · 4 yrs 2 mos
The Leaders Group, INC.Broker
December 2021 - Present · 4 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
September 2014 - December 2021 · 7 yrs 3 mos
Cetera Advisor Networks LLC
September 2014 - December 2021 · 7 yrs 3 mos
NFP Advisor Services, LLC
April 2002 - September 2014 · 12 yrs 5 mos
NFP Securities, INC.Broker
September 1999 - September 2014 · 15 yrs
Lincoln Financial Advisors CorporationBroker
April 1999 - September 1999 · 5 mos
Aetna Investment Services, INC.Broker
August 1995 - March 1999 · 3 yrs 7 mos
Allmerica Investments, INC.Broker
April 1979 - January 1994 · 14 yrs 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.