David Ettl is a registered investment advisor at David Ettl Financial, based in Lincoln, CA, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 112 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
David Ettl Financial's investment advisory fees range from 1.00% to 3.00% of your portfolio's value each year, depending on the size and complexity of your account. Fees are paid quarterly in advance. Relationships with multiple objectives, specific reporting requirements, portfolio restrictions and other complexities may be charged a higher fee. Fees may be negotiable.
Location
Lincoln, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
David Ettl Financial
Previous Registrations
Robert W. Baird & CO. Incorporated
Wachovia Securities, LLC
UBS Financial Services INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.