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Gerard Rabadeau
46 Years of Experience
Westfield, NJ
3 DisclosuresBroker
Gerard Rabadeau is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Westfield, NJ, with 46 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
324 East Broad St, Westfield, NJ, 07090
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Regulatory History (3)
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Customer Dispute
March 2009Denied
Customer Dispute
October 1993Settled
Employment Separation After Allegations
August 1982Other Business Activities
Gerard is a co-owner of Rabadeau Wealth Group, a support company, since 2018. This takes about half of his time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2018 - Present · 7 yrs 8 mos
Raymond James Financial Services Advisors, INC
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - September 2018 · 15 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - September 2018 · 15 yrs 2 mos
Prudential Securities Incorporated
July 2002 - July 2003 · 1 yr
Prudential Securities IncorporatedBroker
January 1984 - July 2003 · 19 yrs 6 mos
Npc Securities, IncorporatedBroker
December 1982 - April 1985 · 2 yrs 4 mos
Pebsco Securities CORP.Broker
November 1980 - October 1982 · 1 yr 11 mos
Higham-Whitridge Securities, INC.Broker
July 1980 - March 1984 · 3 yrs 8 mos
H. C. Copeland and Associates Equities, INC.Broker
May 1979 - June 1980 · 1 yr 1 mo
State Registrations24 states
ALAZCACOCTFLHIIDILINMAMDMIMNNCNJNYPARISCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.