Frank Mcgoff
Frank Mcgoff is a registered investment advisor at Arlen Capital, LLC, based in Warwick, RI, with 39 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 222 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.05% |
| $1.3M - $2.8M | 0.93% |
| $2.8M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.82% |
| $10M+ | 0.71% |
Fees are negotiable. Household accounts are aggregated to determine appropriate fee discounts. Other programs: Third-Party Manager Program at 0.50% to 0.775%.
Fee Estimator
Location
117 Metro Center Boulevard, Suite 2006, Warwick, RI, 02886
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank owns Arlen Realty LLC, created to purchase an office condominium, and is an officer at ArlenCorporation, which involves non-variable life insurance sales and service, taking about 10-20% of his time. He is also the Executive Vice President of Arlen Capital LLC, functioning as an advisor, which is a full-time commitment.
Employment History
Current Registrations
Arlen Capital, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Mutual Service CorporationBroker
Travelers Equities Sales, INC.Broker
Mony Sales, INC.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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