Arlen Capital offers customized investment management and wealth planning services for individuals, families, trusts, estates, and business owners. Founded in 2001 and based in Warwick, Rhode Island, the firm uses model portfolios primarily built with mutual funds and exchange-traded funds, tailored to each client's risk tolerance, time horizon, and goals. Arlen Capital provides continuous ongoing management on a discretionary basis, meaning they make buying and selling decisions without prior consultation, though non-discretionary arrangements are also available. In addition to managing portfolios directly, the firm can analyze and monitor third-party managers or refer clients to external programs where Arlen Capital acts in a supervisory role. Advisors at Arlen Capital are also registered representatives of a broker-dealer and licensed insurance agents, creating potential conflicts of interest regarding commissions, though the firm maintains a commitment to acting in clients' best interests as legally required.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.05% |
| $1.3M - $2.8M | 0.93% |
| $2.8M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.82% |
| $10M+ | 0.71% |
Fees are negotiable. Household accounts are aggregated to determine appropriate fee discounts. Other programs: Third-Party Manager Program at 0.50% to 0.775%.