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Debra Nelson

LPL Financial LLC
43 Years of Experience
Mt. Pleasant, SC
BrokerSells Insurance
View SEC Summary
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Debra Nelson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Mt. Pleasant, SC, with 43 years of industry experience. Debra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Mt. Pleasant, SC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Debra sells non-variable insurance products, including term and permanent life insurance and long-term care insurance. She also provides tax preparation assistance, operates Charleston Financial Planning Consultants as a DBA for her LPL business, and is a business owner and life coach for DNPlans.

Employment History
Current Registrations
LPL Financial LLC
June 2016 - Present · 10 yrs 4 mos
LPL Financial LLCBroker
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
Maryland Financial Group, INC.
April 2014 - July 2016 · 2 yrs 3 mos
Metlife Securities INC.
August 2011 - April 2014 · 2 yrs 8 mos
Metlife Securities INC.Broker
August 2011 - April 2014 · 2 yrs 8 mos
LPL Financial LLCBroker
August 2008 - August 2011 · 3 yrs
LPL Financial LLC
August 2008 - August 2011 · 3 yrs
Cambridge Legacy Advisors, INC.
September 2007 - August 2008 · 11 mos
Cambridge Legacy Securities L.L.C.Broker
September 2007 - August 2008 · 11 mos
Ing Financial Partners, INC
January 2005 - October 2007 · 2 yrs 9 mos
Ing Financial Partners, INC.Broker
November 2004 - October 2007 · 2 yrs 11 mos
Royal Alliance Associates, INC.Broker
June 1997 - November 2004 · 7 yrs 5 mos
Nylife Securities INC.Broker
December 1982 - May 1997 · 14 yrs 5 mos
State Registrations8 states
CAFLINNCNJOHSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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