TrueAdvisor
TrueAdvisor
HD
CFP
HD
CFP

Haden Dudley

Janney Montgomery Scott LLC
47 Years of Experience
Roanoke, VA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Haden Dudley is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Roanoke, VA, with 47 years of industry experience. Haden is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

110 Franklin Road SE, Suite 500, Roanoke, VA, 24011

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2004
Denied
Customer Dispute
March 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Haden is a Sunday School teacher at St John's Episcopal Church, teaching 5th, 6th, and 7th graders. This activity is not investment related, uncompensated, and takes a few hours per week.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
September 2023 - Present · 3 yrs 1 mo
Janney Montgomery Scott LLC
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2002 - October 2023 · 21 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2002 - October 2023 · 21 yrs 4 mos
Wachovia Securities, INC.
August 2000 - June 2002 · 1 yr 10 mos
Wachovia Securities, INC.Broker
July 2000 - June 2002 · 1 yr 11 mos
J.C. Bradford & CO.Broker
May 1979 - July 2000 · 21 yrs 2 mos
State Registrations12 states
COFLGAMDNCNVORPASCTNVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Roanoke, VA →All financial advisors in Virginia →