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Christopher Walters

Janney Montgomery Scott LLC
21 Years of Experience
Roanoke, VA
1 DisclosureBroker
View SEC Summary
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Christopher Walters is a registered investment advisor at Janney Montgomery Scott LLC, based in Roanoke, VA, with 21 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

110 Franklin Road SE, Suite 500, Roanoke, VA, 24011

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is involved with several non-profit and educational organizations, including the Sigma Chi Foundation, Roanoke College, Horizons Huntsman Leadership Summit, Life Ring Foundation, and Sigma Chi Fraternity. These activities involve board membership, advisory roles, committee work, and strategic planning, requiring minimal time commitment.

Employment History
Current Registrations
Janney Montgomery Scott LLC
July 2021 - Present · 5 yrs 3 mos
Janney Montgomery Scott LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - July 2021 · 5 mos
Truist Investment Services, INC.Broker
February 2021 - July 2021 · 5 mos
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
January 2009 - January 2013 · 4 yrs
Scott & Stringfellow, LLCBroker
January 2009 - January 2013 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2005 - January 2009 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2005 - January 2009 · 3 yrs 5 mos
UBS Financial Services INC.
February 2005 - September 2005 · 7 mos
UBS Financial Services INC.Broker
January 2005 - September 2005 · 8 mos
State Registrations23 states
ALCACOCTDEFLGAILINLAMAMDMINCNJNMNYOHORPASCVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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