Mark Lobdell is a registered investment advisor, based in Walnut Creek, CA, with 47 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1777 Botelho Drive, Ste 275, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2008Customer Dispute
February 2004Denied
Other Business Activities
Mark is a financial professional at Lobdell & Lane Wealth Management since 2020, operating as a DBA for financial services. This takes about 10-20% of his time, all during trading hours.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 4 yrs 1 mo
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
April 2008 - July 2012 · 4 yrs 3 mos
First Allied Securities, INC.Broker
April 2008 - September 2022 · 14 yrs 5 mos
UBS Financial Services INC.
August 2005 - April 2008 · 2 yrs 8 mos
UBS Financial Services INC.Broker
August 2005 - April 2008 · 2 yrs 8 mos
Morgan Stanley
July 1997 - August 2005 · 8 yrs 1 mo
Morgan Stanley Dw INC.Broker
November 1986 - August 2005 · 18 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1985 - October 1986 · 1 yr 7 mos
Dean Witter Reynolds INC.Broker
June 1979 - March 1985 · 5 yrs 9 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Tristan Ludwig, CFPStrategic Advisers LLC
- Paul Brownson, CFAMariner
- Dallin Sorensen, CFPMercer Global Advisors INC.
- Robert Moranville, CFPLPL Financial LLC
- David Espineira, CFPBurton Enright Welch
- Ananta Mourya, CFABeacon Pointe Advisors, LLC