Chris Nelson is a registered investment advisor, based in Yardley, PA, with 42 years of industry experience.
Location
Yardley, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Chris is an official for the Intercollegiate Tennis Association since 2010 and President of Afton Capital Management since 2003, both in the role of Investment Advisor Representative. He dedicates full-time hours to these activities.
Employment History
Current Registrations
Vanderbilt Advisory Services
September 2019 - Present · 6 yrs 10 mos
Vanderbilt Securities, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cantella & CO., INC.
December 2003 - October 2019 · 15 yrs 10 mos
Cantella & CO., INC.Broker
November 2003 - October 2019 · 15 yrs 11 mos
RBC Dain Rauscher INC.
June 2002 - December 2003 · 1 yr 6 mos
RBC Dain Rauscher INC.Broker
March 2002 - December 2003 · 1 yr 9 mos
Tucker Anthony IncorporatedBroker
October 1994 - March 2002 · 7 yrs 5 mos
Prudential Securities IncorporatedBroker
August 1991 - October 1994 · 3 yrs 2 mos
Mellon Financial Services CorporationBroker
December 1989 - February 1990 · 2 mos
Pennmark Equity Group, INC.Broker
April 1986 - September 1988 · 2 yrs 5 mos
Investors Security Company, INC.Broker
August 1982 - December 1984 · 2 yrs 4 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - August 1982 · 2 yrs 7 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
June 1979 - January 1980 · 7 mos
State Registrations11 states
AZCADEFLNJNYORPAVAWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.