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Chris Alfred Nelson

42 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
155 advisors
Number of Clients
6,466 clients
Average Client Portfolio
$251K average
Assets Under Management
$1.6B

Fee Structure

Minimum Annual Fee:$90
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Location

Yardley, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chris is an official for the Intercollegiate Tennis Association since 2010 and President of Afton Capital Management since 2003, both in the role of Investment Advisor Representative. He dedicates full-time hours to these activities.

Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
September 2019 - Present · 6 yrs 5 mos
Vanderbilt Advisory Services
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Cantella & CO., INC.
December 2003 - October 2019 · 15 yrs 10 mos
Cantella & CO., INC.Broker
November 2003 - October 2019 · 15 yrs 11 mos
RBC Dain Rauscher INC.
June 2002 - December 2003 · 1 yr 6 mos
RBC Dain Rauscher INC.Broker
March 2002 - December 2003 · 1 yr 9 mos
Tucker Anthony IncorporatedBroker
October 1994 - March 2002 · 7 yrs 5 mos
Prudential Securities IncorporatedBroker
August 1991 - October 1994 · 3 yrs 2 mos
Mellon Financial Services CorporationBroker
December 1989 - February 1990 · 2 mos
Pennmark Equity Group, INC.Broker
April 1986 - September 1988 · 2 yrs 5 mos
Investors Security Company, INC.Broker
August 1982 - December 1984 · 2 yrs 4 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - August 1982 · 2 yrs 7 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
June 1979 - January 1980 · 7 mos
State Registrations11 states
AZCADEFLMNNJNYORPAVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Chris Alfred Nelson - Financial Advisor | TrueAdvisor