MN
MN

Michael Nimmo

46 Years of Experience
Janesville, WI
1 DisclosureBroker

Michael Nimmo is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Janesville, WI, with 46 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

22 South Jackson Street, Janesville, WI, 53548

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
April 2017 - Present · 9 yrs 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
May 2009 - May 2017 · 8 yrs
UBS Financial Services INC.Broker
February 2009 - May 2017 · 8 yrs 3 mos
Wachovia Securities, LLC
July 2000 - February 2009 · 8 yrs 7 mos
Wachovia Securities, LLCBroker
January 1994 - February 2009 · 15 yrs 1 mo
Hamilton Investments, INC.Broker
January 1991 - February 1994 · 3 yrs 1 mo
Dain Bosworth IncorporatedBroker
January 1989 - January 1991 · 2 yrs
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1985 - January 1989 · 3 yrs 9 mos
E. F. Hutton & Company INCBroker
June 1979 - April 1985 · 5 yrs 10 mos
State Registrations22 states
AZCOFLGAIAIDILMNMOMTNCNYOHOKORSCSDTNTXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Nimmo - Financial Advisor | TrueAdvisor