Lawrence Springer
Lawrence Springer is a CFP, ChFC-designated registered investment advisor at Sherpa Capital Management, based in Hockessin, DE, with 46 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 142 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1000K | 1.00% |
| $1.0M - $2.5M | 0.90% |
| $2.5M+ | 0.75% |
Fees may be negotiable. Accounts for family members may be assessed fees based on the total balance of all accounts.
Fee Estimator
Location
722 Yorklyn Road, Suite 300, Hockessin, DE, 19707
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lawrence sells fixed insurance and annuities as part of financial planning, dedicating a few hours per week. He also teaches a CFP certification course, is a musician, part-owner of a college planning business, leads church meetings, and enrolls people in group insurance benefits.
Employment History
Current Registrations
Sherpa Capital Management
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Royal Alliance Associates, INC.Broker
Investment Advisors Asset Management, LLC
Iac Advisory Services, INC
Investment Advisors & Consultants, INC.Broker
AXA Advisors, LLCBroker
AXA Advisors, LLCBroker
Allmerica Investments, INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.