David Pendleton
David Pendleton is a registered investment advisor at Morgan Stanley, based in Frankenmuth, MI, with 47 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
325 South Main Street, Frankenmuth, MI, 48734
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 1999Regulatory
February 1992Other Business ActivitiesSells Insurance
David is a director at Frankenmuth Mutual Insurance Co. He also serves on the boards of St. Lorenz Foundation and Frankenmuth Community Foundation, owns rental properties, and is a trustee. These activities require minimal time commitment.
Employment History
Current Registrations
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
First of Michigan CorporationBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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