LB
LB

Landon Brake

43 Years of Experience
Clarksville, TN
3 DisclosuresBroker

Landon Brake is a registered investment advisor at Ameriprise Financial Services, LLC, based in Clarksville, TN, with 43 years of industry experience. Landon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2543 Madison St Ste 103, Clarksville, TN, 37043

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2000
Denied
Customer Dispute
April 1998
Settled
Regulatory
February 1996
Final
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2022 - Present · 3 yrs 9 mos
Ameriprise Financial Services, LLC
March 2022 - Present · 4 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.
March 2013 - January 2019 · 5 yrs 10 mos
Ameriprise Financial Services, INC.Broker
July 2012 - January 2019 · 6 yrs 6 mos
J.P. Turner & Company, L.L.C.Broker
November 2004 - July 2012 · 7 yrs 8 mos
Hilliard Lyons Asset Management
March 2004 - October 2004 · 7 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
July 1984 - October 2004 · 20 yrs 3 mos
J.C. Bradford & CO.Broker
August 1979 - July 1984 · 4 yrs 11 mos
State Registrations6 states
ARFLGAKYMNTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.