Carl Bailey
Carl Bailey is a registered investment advisor at Commonwealth Financial Network, based in Danbury, CT, with 46 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
83 Wooster Heights, Danbury, CT, 06810
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2003Regulatory
February 1990Other Business ActivitiesSells Insurance
Carl sells fixed insurance products since 2002 and owns Jedepah Inc, a tax company, since 2007. He also serves as a co-trustee and executor for clients, and a trustee for an Article Sixth Trust, dedicating minimal time to these activities.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Manequity, INC.Broker
Nathan & Lewis Securities, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
Hartford Equity Sales Company INC.Broker
Cardell & Associates, IncorporatedBroker
Cigna Securities, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.