M Harris is a registered investment advisor at Morgan Stanley, based in Lexington, KY, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Lexington, KY
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Regulatory History (1)
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Customer Dispute
October 2024Denied
Employment History
Current Registrations
Morgan Stanley
June 2024 - Present · 1 yr 11 mos
Morgan Stanley
June 2024 - Present · 1 yr 11 mos
Morgan StanleyBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
UBS Financial Services INC.
June 1995 - June 2024 · 29 yrs
UBS Financial Services INC.Broker
June 1995 - June 2024 · 29 yrs
Smith Barney INC.Broker
July 1993 - July 1995 · 2 yrs
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
May 1983 - February 1988 · 4 yrs 9 mos
Prudential-Bache Securities INC.Broker
August 1979 - June 1983 · 3 yrs 10 mos
State Registrations39 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.