Richard Harig is a registered investment advisor, based in Lenoir, NC, with 40 years of industry experience.
Location
Lenoir, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is involved in several business activities, including real estate, venture capital, and consulting. He also works as an insurance agent, selling Medicare supplemental insurance and providing insurance brokerage services, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Macarthur Strategic Capital, LLC
Macarthur Strategic Capital, LLCBroker
Forum Financial Management, LP
Legacy Resources Nc, LLC
Previous Registrations
Great Point Capital LLCBroker
The Leaders Group, INC.Broker
Liccar Securities, LLCBroker
Hedge Harbor INC.Broker
The Tavenner CompanyBroker
Spike Financial Services, LLCBroker
Valmark Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Allmerica Investments, INC.Broker
Multi-Financial Securities CorporationBroker
Mutual Service CorporationBroker
Multi-Financial Securities CorporationBroker
Governors Capital, INC.Broker
Common Goal Securities, INC.Broker
Securities Group of North AmericaBroker
M. Sear Securities, INC.Broker
Hutchison Financial CorporationBroker
Source Securities, INC.Broker
Fsc Securities CorporationBroker
Westamerica Financial CorporationBroker
State Registrations11 states
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