Charles Smith
Charles Smith is a registered investment advisor at Delta Advisory Group, INC., based in Maitland, FL, with 35 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 464 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Delta Advisory Group's fees for managing your investments are based on a percentage of the value of your portfolio, up to 2.95% annually. These fees are billed quarterly or semi-annually, in advance. The fees are usually deducted directly from your account, but you may be billed directly at DAG's discretion.
Location
696 N Maitland Avenue, Maitland, FL, 32751
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 1998Customer Dispute
May 1995Customer Dispute
June 1989Other Business Activities
Charles is the owner of Charles C. Smith, Jr. P.A., a general partner at Clarence-Pelton, Ltd., and President/Director of Delta Research Institute, Inc., dedicating a few hours per week to these consulting firms. He is also the CEO of Delta Realty Advisors, Inc., a real estate manager, spending nearly full-time hours on this activity.
Employment History
Current Registrations
Delta Advisory Group, INC.
Previous Registrations
Dynetech Capital Corporation
Premieretrade Securities, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.