Charles Smith
Charles Smith is a registered investment advisor at Delta Advisory Group, INC., based in Maitland, FL, with 35 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 468 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.95% |
Annual fees are up to 2.95% of assets under management. Fees are negotiable on a client-by-client basis.
Fee Estimator
Location
698 N Maitland Avenue, Ste 201, Maitland, FL, 32751
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 1998Customer Dispute
May 1995Customer Dispute
June 1989Other Business Activities
Charles is the owner of Charles C. Smith, Jr. P.A., a general partner at Clarence-Pelton, Ltd., and President/Director of Delta Research Institute, Inc., dedicating a few hours per week to these consulting firms. He is also the CEO of Delta Realty Advisors, Inc., a real estate manager, spending nearly full-time hours on this activity.
Employment History
Current Registrations
Delta Advisory Group, INC.
Previous Registrations
Dynetech Capital Corporation
Premieretrade Securities, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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