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Gregory Aiken

27 Years of Experience
Salt Lake City, UT
Broker

Gregory Aiken is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Salt Lake City, UT, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

222 South Main Street, Suite 1840, Salt Lake City, UT, 84101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2023 - Present · 2 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
LPL Financial LLC
February 2017 - September 2023 · 6 yrs 7 mos
LPL Financial LLCBroker
February 2017 - September 2023 · 6 yrs 7 mos
Zions Direct, INC.Broker
October 2016 - February 2017 · 4 mos
Zions Capital Advisors, INC.
May 2011 - February 2017 · 5 yrs 9 mos
Intermountain Financial Services, INC.Broker
April 1995 - January 1996 · 9 mos
Richards InvestmentsBroker
October 1984 - April 1995 · 10 yrs 6 mos
Equitec Securities CompanyBroker
August 1983 - September 1984 · 1 yr 1 mo
State Registrations26 states
AZCACODCFLIDILINMAMDMIMNMOMTNCNJNMNVNYOHTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.