Gregory Cater is a registered investment advisor, based in Magnolia, TX, with 46 years of industry experience.
Location
6411 Ranch Park Dr, Magnolia, TX, 77354
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Gregory is a FINRA arbitrator and the president of Cater Wealth Management, a DBA, dedicating full-time hours to the latter. Gregory also has a DBA called Cater Enterprises, started in 1998.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
April 2012 - November 2020 · 8 yrs 7 mos
First Allied Securities, INC.Broker
September 2000 - September 2022 · 22 yrs
D.E. Frey & Company, INC.Broker
July 1999 - October 2000 · 1 yr 3 mos
The Gms Group, L.L.C.Broker
February 1990 - June 1999 · 9 yrs 4 mos
Painewebber IncorporatedBroker
January 1989 - February 1990 · 1 yr 1 mo
Dean Witter Reynolds INC.Broker
November 1979 - January 1989 · 9 yrs 2 mos
State Registrations11 states
CAFLILNCNMNYOHPATXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.